Tab_230Form 8038-G
(Rev. September 2011)
Department of the Treasury
Internal Revenue Service
L I Reporting
I nformat i on Return for Tax-Exempt Governmental Obligations
Under Internal Revenue Code section 149(e) OMB No. 1545-0720
- See separate instructions.
Caution: If the issue price is under $100,000, use Form 8038-GC.
If Amended Return, check here llp
I Issuer's name 2 Issuers employer Identification number (EIN)
City of Seward, Alaska 92-6000086
3a Name of person (other than issuer( with whom the IRS may communicate about this return (see Instructions) 3b Telephone number of other person shown on 3a
4 Number and street (or P.O. box if mall Is not delivered to street address) Room/suite 5 Report number (For IRS Use Only)
P.O. Box 167 1 3 1
6 City, town, or post office, state, and ZIP code 7 Date of issue
Seward, Alaska 99664 November 3, 2016
8 Name of issue 9 CUSIP number
City of Seward, Harbor Improvement Revenue Refunding Bond, 2016 None
1 O Name and title of officer or other employee of the Issuer whom the IRS may call for more information (see lOb Telephone number of officer or other
Instructions) employee shown on lOa
Kristin Erchinger, Finance Director (907) 224-4064
(j
Type of Issue (enter the issue price). See the instructions and attach schedule.
ii
12
Education ...............................11
13
Health and hospital .............................12
14
Transportation .............................13
-
15
Public safety ..............................14
-
16
Environment (including sewage bonds) .....................15
Housing ...............................
-
17
18
Utilities ...............................
-
Other. Describe - harbor improvement refunding
19 If obligations are TANS or RANs, check only box 19a ............. LII
If obligations are BANS, check only box 19b ................ Li J
20 If obligations are in the form of a lease or installment sale, check box ........'- Li
JJ Description of Obligations. Complete for the entire issue for which this form is being filed.
(a) Final maturity date I (b) Issue price (c) Stated redemption I (d) Weighted (e) Yield
f
price at maturity I average maturity
21 12/01/2021 j $ 1,130,4241 $ 1,055,000 3.1946 years 2.5984
Uses of Proceeds of Bond Issue (including underwriters'
22 Proceeds used for accrued interest .....................L 22 0
23 Issue price of entire issue (enter amount from line 21, column (b)) ...........23 1,130,424
-
24 Proceeds used for bond issuance costs (including underwriters' discount). . 24 28,631
25 Proceeds used for credit enhancement .............25 720
26 Proceeds allocated to reasonably required reserve or replacement fund . 26
27 I
28
Proceeds used to currently refund prior issues ..........27
Proceeds used to advance refund prior issues ..........28 1,098,436
29 1,127,787
-
30
Total (add lines 24 through 28) ........................29
Nonrefunding proceeds of the issue (subtract line 29 from line 23 and enter amount here) . . 30 2,637
11 Description of Refunded Bonds Complete this part only for refunding bonds
31 Enter the remaining weighted average maturity of the bonds to be currently refunded . 3.1226 years
32 Enter the remaining weighted average maturity of the bonds to be advance refunded . . years
33 Enter the last date on which the refunded bonds will be called (MM/DDtt'YYY) 12/05/2016
34 Enter the date(s) the refunded bonds were issued - (MM/DDIr'YYY( 01/31/2007
For Paperwork Reduction Act Notice, see separate instructions. Cat. No. 637738 Form 8038-C (Rev. 9-2011)
Form 8038-G (Rev. 9-2011) Page 2
1,J_ Miscellaneous
35 Enter the amount of the state volume cap allocated to the issue under section 141(b)(5) . . I 35 N/A 1
36a Enter the amount of gross proceeds invested or to be invested in a guaranteed investment contract
(GIC) (see instructions) .........................6a N/A
-
b Enter the final maturity date of the GIC 10,
o Enter the name of the GIC provider Ill
37 Pooled financings: Enter the amount of the proceeds of this issue that are to be used to make loans
to other governmental units ........................LL]_.JNIA
38a If this issue is a loan made from the proceeds of another tax-exempt issue, check box and enter the following information:
b Enter the date of the master pool obligation Op. November 3, 2016
o Enter the EIN of the issuer of the master pool obligation 92-6001185
d Enter the name of the issuer of the master pool obligation Alaska Municipal Bond Bank
39 If the issuer has designated the issue under section 265(b)(3)(B)(1)(111) (small issuer exception), check box . .
40 If the issuer has elected to pay a penalty in lieu of arbitrage rebate, check box ............. El
41a If the issuer has identified a hedge, check here El and enter the following information:
b Name of hedge provider
C Type of hedge '-
d Term of hedge
42 If the issuer has superintegrated the hedge, check box .....................'. El
43 If the issuer has established written procedures to ensure that all nonqualified bonds of this issue are remediated
according to the requirements under the Code and Regulations (see instructions), check box ........ U
44 If the issuer has established written procedures to monitor the requirements of section 148, check box .....
45a If some portion of the proceeds was used to reimburse expenditures, check here Li and enter the amount
of reimbursement .........lo-
b Enter the date the official intent was adopted
under penalties of perjury, I declare that I have examined this return and accompanying schedules and statements, and to the best of my knowledge
Signature and belief, they are true, correct, and complete. I further declare that I consent to the IRS's disclosure of the issuer's return information, as necessary to
and process this return, to the person that I have authorized above,
Consent
?sentative
November 3, 2016 Kristin Erchinger, Finance Director
Signature of issuer's authorized Date r Type or print name and title
Print/Type preparer's name P arer.s signatury Paid November 3, 2016 Check if
Preparer Cynthia L. Cartledge
Date j PTIN
self-employed P01467958
Use Only Firm's name Jermain, Dunnagan Firm's EIN 92-0116216
Firms address o. 3000 A Street, Suite 300, Anchorage, Alaska 99503 Phone no. (907) 563-8844
Form 8038G (Rev. 9-2011)
A I J Le VV
JERMAIN DUNNAAN & OWENS, PC.
3000 A Street, Suite 300 Anchorage, Alaska 99503
tel 907.563.8844 fax 907.563.7322 www.jdolaw.com
November 7, 2016
'
7196 9Th 9111 bog 'I(J[I
•_1I
Internal Revenue Service Center
Ogden, Utah 84201
Re: City of Seward, Harbor Improvement Revenue Refunding Bond 2016;
Our File No. 9494.0003
Ladies and Gentlemen:
Enclosed please find Form 8038-G in the above-referenced matter for filing.
Sincerely,
JERMAIN, DUNNAGAN & OWENS, P.C.
Shirley Ric , Legal Assistant
Enclosure as stated
{OQGO725}
® 7220
2. Article Number
1 11 1 111111111111 1111111 111
7196 9008 9111 0039 0000
3. Service Type CERTIFIED MALTM
4. Restricted Delivery? (Extra Fee) LII Yes
1 Article Addressed to:
:nhsternal Revenue Service Center
Ogden, UT 84201
A. Received by (Please Print Clearly) I B. Date of Delivery
C. Signature
E1VED 0 Agent
rIs ciivesThersnttro1R EYes
id ES,enterTl low:Ui No
0çN r UT \ L - -
- Reference Information
009494.00003
CLC: snr
PS Form 3811, January 2005 Domestic Return Receipt