Tab_176(Rev, September 2011)
Department of the Treasury
Interns' P'venue Service
ReDorti
Information Return for Tax-Exempt Governmental Obligations
f'- Under Internal Revenue Code section 14.9(e) OMB No. 1545-0720
See separate instructions.
Caution: If the issue price is under $WO,000, use Form 8038-GC.
If Amnded Return cheek here Do-
I Issuers name 2 Issuer's employer Identification number (EIN)
City of Kodiak, Alaska 92.6000083
3a Name of parson (other than Issuer) with whom the IRS may communicate about this return (see Instructions) 3b Telephone number of other person shown on 3a
4 Number and street (or P.O. box if mail is not delivered to street address) Room/suite 5 Report number (For IRS Use Only)
.1710 Mill gay Road 131
6 City, town, or post office, state, and ZIP code 7 Date of issue
Kodiak, Alaska 99615 November 3, 2016
B Name of issue 9 CUSIP number
General ObIi(ation ReIurtding Bond, 2016 Series A None
lOs Name and title of officer or other employee of the issuer whom the IRS may call for more Information (see lOb Telephone number of officer or other
Instructions) employee shown on 1 Oa
Kelly Mayes, Finance Director 907.486.8659
1jjtype Of tssue (enter the issue price). See the instructions and attach schedule.
11
12
13
14
15
16
17
18
19
20
Education
Health and hospital
.......,,,,.,,,,,,,,,.,.,
Transportation .....................................13
Public safety ................................14
Environment (including sewage bonds) .......................16
Housing ..................................16
Utilities ...................................17
Other, Describe
If obligations are TANS or RANs, check only box 19a ..................Do.0.
If obligations are BANS, check only box 19b ..................0
If obligations are in the form of a lease or installment sale, check box ........ 0
=
11
ia
-
18
744,398
Obligations. Complete Description of entire issue for which this form is being filed.
(a) Final maturity date (b) Issue price (r) Stated redemption (d) Weighted 1 (o) Yield price at maturity average maturity
121 I 1210112037 6,744,398j $ 6,355,000 12.5233 years 2.5985 %
Uses of Proceeds of Bond Issue (Including underwriters' discount)
.
22 Proceeds used for accrued interest ...........................22 0
-
23 6,744,398
24 Proceeds used for bond issuance costs (including underwriters' discount). 24 $8.088j
26
Issue price of entire issue (enter amount from line 21, column (b)) ...................23
26 Proceeds allocated to reasonably required reserve or replacement fund 26
27
Proceeds used for credit enhancement .............25 4339
Proceeds used to currently refund prior issues ..........27
28 Proceeds used to advance refund prior issues ..........28 6,682,661
29 6,743,088
30
Total (add lines 24 through 28) ..........................29
hionrefundlng proceeds of the issue (subtract line 29 from line 23 and enter amount here) . . 30 1,310
I Description of Refunded Bonds. Complete this part only for refunding bonds
31 Enter the remaining weighted average maturity of the bonds to be currently refunded years
32 Enter the remaining weighted average maturity of the bonds to be advance refunded . •. jZyars
33 Enter the last date on which the refunded bonds will be called (MM/DD/YYYY) 04/01/2018
34 Enter the date(s) the refunded bonds were issued Do, (MM/DDfYYYY 04/15/2008
For Paperwork Reduction Act Notice, see separate instructions. Cat. No. 63773$ Form 8038-G (Rev. 9-2011)
Form 8038-G (Rev. 9-2011) Page 2
Miscellaneous
35 Enter the amount of the state volume cap allocated to the issue under section 141 (b)(5) . 351 0
36a Enter the amount of gross proceeds invested or to be invested in a guaranteed investment contract
(GIC) (see instructions) ........................ 36a I 0 -
b Enter the final maturity date of the GIG -
c Enter the name of the GIG provider
37 Pooled financings: Enter the amount of the proceeds of this issue that are to be used to make loans
to other governmental units .........................37 0
38a If this issue is a loan made from the proceeds of another tax-exempt issue, check box IZI and enter the following information:
b Enter the date of the master pool obligation November 3, 2016
C Enter the EIN of the issuer of the master pool obligation 92-6001185
d Enter the name of the issuer of the master pool obligation Alaska Municipal Bond Bank
39 If the issuer has designated the issue under section 265(b)(3)(13)(1)(1I1) (small issuer exception), check box Li
40 If the issuer has elected to pay a penalty in lieu of arbitrage rebate, check box .................Li
41a If the issuer has identified a hedge, check here Do Li and enter the following information:
b Name of hedge provider
C Type of hedge 0>
d Term ofhedge
42 If the issuer has superintegrated the hedge, check box ..................... Li
43 If the issuer has established written procedures to ensure that all nonqualified bonds of this issue are remodiated
according to the requirements under the Code and Regulations (see instructions), check box ........ Li
44 If the issuer has established written procedures to monitor the requirements of section 148, check box ..... Li
45a If some portion of the proceeds was used to reimburse expenditures, check here Li and enter the amount
of reimbursement ..........
b Enter the date the official intent was adopted
Under penalties of perjury, I declare that I have examined this return and accompanying schedules and statements, and to the best of my knowledge
Signature and belief, they are true, correct, and complete. I further declare that I consent to the IRS's disclosure of the issuer's return information, as necessary to
and process Ib& Aum,.to tpe person that I have authorized above.
Consent Kelly Mayes, Finance Director
Slonalturo of Is r'e mithe 0 representative ate I ypa or print name and title
Print/Type preparer's name Jn4 ,cig (ure1J 71 Date PTIN Paid ii Check Li if
Preparer Thomas Klinkrter . self-employed P01874546
Use Only Firm's name t.. Birch Horton Bittner & Cherot Firm's EIN P1 920046806
Flrrn'saddrCss - 1127 West 7th Avenue, Anchorage AK 99501 Phoien, 907.263.7219
Form 8038G (Rev. 9-2011)
Birch Horton Bittner & Cherot
a pWJIZsiOfla1co?poration Thomas F. Klinkner
Respond to Anchorage Office
T 907.263.7219 a F 907.276.3680
tklinkner@bhb.com
November 8, 2016
; I IJ'L! FI.I I!
Department of the Treasury
Internal Revenue Service Center
Ogden, UT 84201-0074
RE: City of Kodiak, Alaska
Our File No.: 505,780.158
To Whom It May Concern:
ISSUE DATE DESCRIPTION
11/3/2016 Form 8038-G —GO Refunding Bonds, 2016 Series A
File original I ] Prepaid return envelope enclosed
3 For your information/files [ 3 For signature/notarize
[3 Per your request [ 3 For filing
] For review and comment [ 3 Return to our office
[1 Returned to you [ ] Forward to:
Please call Tom Klinkner at (907) 276-1550, if you have any questions.
Yours truly,
11110
J'641t~ j - tUt
Thomas F. Klinkner
TFK: lcj
Enclosure
1127 West Seventh Ave., Anchorage, AK 99501-3301 1156 15th St. NW., Ste. 1020, Washington, D.C. 20005-1754
T 907,276.1550 ' 800,478.1550 - F 907.276.3680 1 T 202.659.5800 ' F 202.659.1027
505786\83\00558118
L
91 7108 2133 3937 2497 3853
BIRCH HORTON BITTNER & CHEROT
1127 WEST SEVENTH AVENUE
ANCHORAGE AK 99501
IIMmmmM IIIRIMIRMIM
505,786.83
DEPARTMENT OF THE TREASURY
IbIiIw
REVENUE SERVICE CENTER
t•1
Internal Revenue Service
Ogden UT 84201-0074
03473.566651.175872.3085 1 AV 0.376 373
III 111111111011611111 [111111111611 111 fig 1121181111188 1121 Jill 1111
Notice CPI52
Tax period November 30, 2016
Notice date December 19, 2016
Employer ID number 92-6000083
To contact us Phone 1-877-829-5500
FAX 801-620-5555
% FINANCE DIRECTOR
PO BOX 1397
KODIAK AK 99615-1397
Acknowledgment of your November 3, 2016 Form 8038-G
We r e ceived your tax-exe ff111 i1iiiIJ{S]iiT
This notice serves as
that we received your Form 8038-G. If you filed
more than one form, you will receive a separate Name o, ii ;ve GENERAL OBLIGATION REFUND14G BOND 2____
acknowledgment for each one. Lwiir numuer NONE
. u .November 3, 20 16
ME
Important reminders - Attach a copy of this notice to all of your cor espondence and documents related t
thisNtax-exe i h 1
a It a tax practitioner or someone else prepared your form, you may want to give the
a copy of this notice. (A copy was automatically sent to all iepresentatives
authorized with a Power-of-Attorney for this form,) I
Additional informati on Visitwww.irs.gov/cp152.
For tax forms, instructions, and publications, visit www.irs.gov or call
1-800-TAX-FORM (1-800-829-3676).
If you have questions about tax-exempt bonds, call TEGE Customer Account Services
at 1-877-829-5500.
Keep this notice for your records,
If you need assistance, please don't hesitate to contact us