91-27 Contract Of Purchase - General School Bond ObligationsKodiak Island Borough, Alaska
General obligation school Refunding Bonds,
1991 Series A
CONTRACT OF PURCHASE
July 18, 1991
Borough Assembly
Kodiak Island Borough
710 Mill Bay Road
P.O. Box 1246
Kodiak, Alaska 99615
Ladies and Gentlemen:
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John Nuveen & Co. Incorporated (herein called the
"Underwriter"), offers to enter into the following agreement with
you, the Kodiak Island Borough, Alaska (herein sometimes referred
to as the "Borough"), which upon your acceptance of this offer,
will be binding upon you and upon the Underwriter. This offer is
made subject to your acceptance of this Contract of Purchase on or
before 10:00 P.M., Alaska time, on July 18, 1991-
1. Upon the terms and conditions and upon the basis of
the representations, warranties and covenants set forth herein,
the Underwriter, agrees to purchase from you, and you agree to
sell to the Underwriter, the $4 875.000 aggregate principal
amount of General Obligation School Refunding Bonds, 1991 Series A
(hereinafter called the "Bonds") of the Borough, having the matur-
ities, bearing interest at the rates and having the further terms
as set forth in Schedule A attached hereto, at the aggregate pur-
chase price of $4,813.504,55.- (reflecting an underwriting discount
of $ S1 480 and an orginal issue discount of $ 10 015.45 )
plus interest accrued on the Bonds from their date to the date of
the Closing as hereinafter defined. The Borough has heretofore
distributed the Preliminary Official Statement dated July 10,
1991, and prepared for the information of potential purchasers of
the Bonds and such Preliminary Official Statement, as revised to
reflect the terms of sale of the Bonds, is herein referred to as
the "Official Statement." Terms used herein that are defined in
the Official Statement shall have the same meanings herein as
therein.
At the time of your acceptance of this Contract of
t us ou
Purchase, or at such later time as shall be agreeable o , y
shall deliver to us six executed copies of the Official Statement.
The Borough authorizes the Underwriter to use the Official State-
ment and the documents referred to therein in connection with the
public offering and the sale of the Bonds. The Borough ratifies
and consents to the use by the Underwriter, prior to the date
hereof, of the Preliminary Official Statement. The Preliminary
Official Statement is deemed by the Borough to be final as of its
date for purposes of Rule 15c2-12 of the Securities Exchange Act
of 1934. In accordance with Rule 15c2-12, the Borough agrees that
copies of the Official Statement, in an amount sufficient to pro-
vide one copy to each bond purchaser, will be delivered to the
Underwriter within seven business days of the Borough's acceptance
of this Contract of Purchase.
3. The Bonds will be as described in, and will be
issued and secured under the provisions of an ordinance entitled
"AN ORDINANCE OF THE KODIAK ISLAND BOROUGH PROVIDING FOR THE ISSU-
ANCE OF GENERAL OBLIGATION SCHOOL REFUNDING BONDS, 1991 SERIES A
OF THE BOROUGH IN THE AGGREGATE PRINCIPAL AMOUNT OF NOT TO EXCEED
$5,000,000, AND GENERAL OBLIGATION SCHOOL REFUNDING BONDS, 1991
SERIES B OF THE BOROUGH IN THE AGGREGATE PRINCIPAL AMOUNT OF NOT
TO EXCEED $2,750,000, TO REFUND CERTAIN OUTSTANDING GENERAL OBLI-
GATION BONDS OF THE BOROUGH, FIXING CERTAIN DETAILS OF SUCH BONDS
AND AUTHORIZING THEIR SALE" adopted by the Borough Assembly of the
Borough on July 18, 1991 (the "Bond Ordinance")" as supplemented
by a resolution adopted by the Borough Assembly on July 18, 1991
(the "Award Resolution"). When used hereinafter, the term
"Ordinance" refers to the Bond Ordinance as supplemented by the
Award Resolution.
Concurrently with the issuance of the Bonds, Municipal
Bond Investors Assurance Corporation (the "Bond Insurer") shall
issue a municipal bond insurance policy (the "Bond Insurance
Policy") guaranteeing the payment of the principal of and interest
on the Bonds.
4. The Underwriter agrees to make a bona fide public
offering of the Bonds at the initial public offering prices set
forth on the cover page of the Official Statement.
5. Delivered to the Borough herewith is a corporate
check payable to the order of the Borough, in clearing house funds
in the amount of $50,000. Such check shall be held uncashed until
the Closing as security for the performance by the Underwriter of
its obligation to accept and pay for the Bonds at the Closing. In
the event of our compliance with such obligation such check shall
be returned to us at the Closing. In the event the Borough does
not accept this offer, the check shall be promptly returned to us.
In the event of the Borough's failure to deliver the Bonds at the
Closing, or if the Borough shall be unable to satisfy the condi-
tions to the obligations of the Underwriter contained in this
Contract of Purchase, or if the obligations of the Underwriter
shall be terminated for any reason permitted by this Contract of
Purchase, such check shall immediately be returned to us. in the
event that the Underwriter fails (other than for a reason per-
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mitted hereunder) to accept delivery of and pay for the Bonds at
the Closing, such check shall be retained and cashed by the
Borough as and for full liquidated damages for such failure and
for any defaults on the part of the Underwriter, and your reten-
tion of the proceeds of such check shall constitute a full release
and discharge of all claims and damages for such failure and for
any and all such defaults.
6. You represent and warrant to the Underwriter as of
the date hereof (and it shall be a condition of the obligation of
the Underwriter to purchase and accept delivery of the Bonds at
the Closing that you shall so represent and warrant as of the date
of the Closing) that:
(a) The Borough is a municipal corporation duly orga-
nized and existing under the Constitution and laws of the
State of Alaska.
(b) in connection with the issuance of the Bonds, the
Borough has complied in all respects with the Constitution
and laws of the State of Alaska.
(c) The Borough Assembly has (i) duly adopted the Ordi-
nance, (ii) duly authorized and approved the Official State-
ment and authorized the use of the Preliminary Official
Statement prior to the date hereof in connection with the
sale of the Bonds and (iii) duly authorized and approved the
execution and delivery of the Bonds and this Contract of
Purchase.
(d) The Borough has full legal right, power and author-
ity (i) to enter into this Contract of Purchase, (ii) to
issue, sell and deliver the Bonds to the Underwriter pursuant
to the Ordinance as provided herein, and (iii) to carry out
and consummate the transactions contemplated by this Contract
of Purchase, the Ordinance and the official Statement. The
Borough is not in breach of or default under the Ordinance,
any applicable law or administrative regulation of the State
of Alaska or the United States of America, or any applicable
judgment or decree, or any loan agreement, note, ordinance,
resolution, of other agreement or instrument to which the
Borough is a party or is otherwise subject, which breach or
default would in any way materially adversely affect the
authorization or issuance of the Bonds, and no event has
occurred and is continuing which, with the passage of time or
the giving of notice or both, would constitute such a breach
or default. The adoption of the Ordinance and compliance
with the provisions thereof does not violate any applicable
law or administrative regulation of the State of Alaska or of
any department, division, agency or instrumentality thereof
or of the United States, or any applicable judgment or decree
to which the Borough is subject, or conflict with or consti-
tute a breach of or default under any loan agreement, note,
ordinance, resolution, indenture, agreement or other instru-
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ment to which the Borough is a party or is otherwise subject.
The Borough has not received any judicial or administrative
notice which in any way questions the Federal tax-exempt
status of interest on the Bonds and has not been notified of
any listing or proposed listing of it by the Internal Revenue
Service as a bond issuer whose arbitrage certifications may
not be relied upon.
(e) All approvals, consents and orders of any govern-
mental authority, board, agency or commission having juris-
diction which would constitute a condition precedent to the
performance by the Borough of its obligations hereunder and
under the Ordinance and the Bonds and which can reasonably be
obtained at this time have been obtained. To the best knowl-
edge of the Borough, there is no public vote or referendum
pending or proposed, the results of which could in any way
adversely affect the transactions contemplated by this Con-
tract of Purchase or the validity or enforceability of the
Bonds.
(f) The Bonds and the Ordinance conform to the descrip-
tions thereof contained in the Official Statement; and the
Bonds, when issued and delivered in accordance with the Ordi-
nance, will be validly issued and outstanding general obliga-
tions of the Borough for the payment of the principal of and
interest on which the full faith and credit of the Borough
are pledged.
(g) The financial statements of the Borough contained
in the Official Statement fairly present in all material
respects the financial positions and results of operations of
the Borough as of the dates and for the periods therein set
forth, and the Borough has no reason to believe that such
financial statements have not been prepared in accordance
with generally accepted accounting principles consistently
applied, except as otherwise noted therein.
(h) The Preliminary Official Statement was, as of its
date, and the Official Statement is, as of the date hereof,
complete and accurate and the Preliminary Official Statement
did not, and the Official Statement does not, contain any
untrue statement of a material fact or omit to state a
material fact necessary to be stated therein for the purposes
for which it is to be used or to make the statements therein,
in the light of the circumstances under which they were made,
not misleading in any material respect.
(i) No litigation is pending or, to the knowledge of
the Borough, threatened in any court in any way affecting the
existence of the Borough, or seeking to restrain or enjoin
the issuance, sale and delivery of the Bonds, or the right,
power and authority of the Borough to levy and collect taxes
or other moneys pledged or to be pledged to pay the principal
of and interest on the Bonds, or the validity and binding
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effect of the Ordinance or this Contract of Purchase, or
contesting in any way the completeness or accuracy of the
Preliminary Official Statement or the Official Statement, or
contesting the power of the Borough or its authority with
respect to the Bonds, the Ordinance or this Contract of Pur-
chase, or contesting in any way the exemption from Federal
income taxation of interest on the Bonds.
(j) Between the date of this Contract of Purchase and
the Closing, the Borough will not, without the prior written
consent of the Underwriter, issue any bonds, notes or other
obligations for borrowed money; and, subsequent to the re-
spective dates as of which information is given by the Offi-
cial Statement and up to and including the date of the Clos-
ing, the Borough has not incurred and will not incur any
material liabilities other than those occurring in the ordi-
nary course of government operations, nor will there be any
adverse change of a material nature in the financial posi-
tion, results of operations or condition, financial or other-
wise, of the Borough, except as described in the Official
Statement.
7. In connection with the purchase and sale of the
Bonds pursuant to this Contract of Purchase you hereby covenant
that:
(a) The Borough will make available such information,
execute such instruments and take such other action in co-
operation with the Underwriter as the Underwriter may reason-
ably request to qualify the Bonds for offer and sale under
the Blue Sky or other securities laws and regulations of such
states and other jurisdictions of the United States as the
Underwriter may designate.
(b) The Borough will not amend or supplement the Offi-
cial Statement without the consent of the Underwriter. If
between the date of this Contract of Purchase and the date of
the Closing an event occurs affecting the Borough of which
the Borough has knowledge and which would cause the Official
Statement to contain any untrue statement of a material fact
or to omit to state a material fact necessary to be stated
therein for the purposes for which it is to be used or to
make the statements therein, in the light of the circum-
stances under which they were made, not misleading in any
material respect, the Borough will notify the Underwriter,
and if in the opinion of the Borough or the Underwriter such
event requires an amendment or supplement to the Official
Statement, at your expense you will amend or supplement the
Official Statement in a form and in a manner jointly approved
by the Borough and the Underwriter.
(c) The Borough will apply the proceeds of the Bonds in
accordance with the Ordinance.
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8. At 9:00 a.m. (Seattle time) on August 13, 1991, or
at such other time or on such other date as shall have been mutu-
ally agreed upon (the "Closing"), the Borough will deliver the
Bonds, duly executed and authenticated, and in form satisfactory
for deposit into the book -entry system of The Depository Trust
Company, together with the other documents hereinafter mentioned,
and the Underwriter will accept such delivery and pay the purchase
price of the Bonds by Federal funds check payable to, or upon the
order of, the Borough, or by other available funds transfer.
Delivery of the Bonds shall be made to the Underwriter at the
offices of The Depository Trust Company and the Closing shall take
place at the offices of the Underwriter in Seattle, Washington or
at such other place as shall have been mutually agreed upon. The
Bonds will be made available for checking at the offices of The
Depository Trust Company not later than two business days prior to
the Closing.
9. The Underwriter has entered into this Contract of
Purchase in reliance upon the representations and warranties of
the Borough contained herein and to be contained in the documents
and instruments to be delivered at the Closing and upon the per-
formance by the Borough of its obligations hereunder at or prior
to the date of the Closing. Accordingly, the Underwriter's obli-
gations under this Contract of Purchase to purchase, to accept
delivery of and to pay for the Bonds are subject to the perform-
ance by the Borough of its obligations to be performed hereunder
and under such aforesaid documents and instruments at or prior to
the Closing, and are also subject to the following conditions:
(a) The representations and warranties of the Borough
contained herein will be true, complete and correct on the
date hereof, and on and as of the date of the Closing with
the same effect as if made on the date of the Closing.
(b) At the time of the Closing, (i) the Ordinance will
be in full force and effect, and will not have been amended,
modified or supplemented since the date hereof; (ii) the
Official Statement will not have been amended, modified or
supplemented, except as may have been agreed to by the Under-
writer; (iii) the Bond Insurer shall deliver its Bond Insur-
ance Policy with respect to the Bonds; and (iv) all necessary
action of the Borough relating to the issuance of the Bonds
will have been taken and will be in full force and effect and
will not have been amended, modified or supplemented, except
with the consent of the Underwriter.
(c) The Underwriter has the right to terminate its
obligations under this Contract of Purchase to purchase, to
accept delivery of and to pay for the Bonds by notifying the
Borough of its election to do so if, after the execution
hereof and prior to the Closing:
(i) a committee of the House of Representatives or
the Senate of the Congress of the United States shall
have pending before it legislation, which legislation,
if enacted in its form as introduced or as amended,
would have the purpose or effect of imposing Federal
income taxation upon revenues or other income of the
Borough or upon interest received on obligations of the
general character of the Bonds, or the Bonds, which, in
the Underwriter's opinion, materially adversely affects
the market price of the Bonds.
(ii) a tentative decision with respect to legisla-
tion shall be reached by a committee of the House of
Representatives or the Senate of the Congress of the
United States, or legislation shall be favorably re-
ported by such a committee or be introduced, by amend-
ment or otherwise, in, or be passed by the House of
Representatives or the Senate, or recommended to the
Congress of the United States for passage by the Presi-
dent of the United States, or be enacted by the Congress
of the United States, or a decision by a court estab-
lished under Article III of the Constitution of the
United States, or the Tax Court of the United States,
shall be rendered, or a ruling, regulation or order of
the Treasury Department of the United States or the
Internal Revenue Service shall be made or proposed hav-
ing the purpose or effect of imposing Federal income
taxation, or any other event shall have occurred which
would result in the imposition of Federal income taxa-
tion, upon revenues or other income of the Borough or
upon interest received on obligations of the general
character of the Bonds or the Bonds, which, in the
Underwriter's opinion, would materially adversely affect
the market price of the Bonds.
(iii) any legislation, ordinance, rule or regulation
shall be introduced in, or be enacted by any governmen-
tal body, department or agency of the State of Alaska,
or a decision by any court of competent jurisdiction
within the State of Alaska shall be rendered, which
materially adversely affects the market price of the
Bonds.
(iv) a stop order, ruling, regulation or official
statement by, or on behalf of, the Securities and Ex-
change Commission or any other governmental agency hav-
ing jurisdiction of the subject matter shall be issued
or made to the effect that the issuance, offering or
sale of obligations of the general character of the
Bonds, or the issuance, offering or sale of the Bonds,
including all underlying obligations, as contemplated
hereby or by the Official Statement, is in violation or
would be in violation of any provision of the Securities
Act of 1933, as amended, or the Securities Exchange Act
dG
of 1934, as amended, or that the Ordinance needs to be
qualified under the Trust Indenture Act of 1939, as
amended.
(v) legislation shall be enacted by the Congress
of the United States of America, or a decision by a
court of the United States of America shall be rendered,
to the effect that obligations of the general character
of the Bonds, or the Bonds are not exempt from regis-
tration under or other requirements of the Securities
Act of 1933, as amended, or the Securities Exchange Act
of 1934, as amended, or that the Ordinance is not exempt
from qualification under or other requirements of the
Trust Indenture Act of 1939, as amended.
(vi) additional material restrictions not in force
as of the date hereof shall have been imposed upon
trading in securities generally by any governmental
authority or by any national securities exchange.
(vii) a general banking moratorium shall have been
established by Federal, Alaska or New York authorities.
(viii) a war involving the United States shall have
been declared, or any conflict involving the armed
forces of the United States shall have escalated, or any
other national emergency relating to the effective
operation of government or the financial community shall
have occurred, which, in the Underwriter's opinion,
materially adversely affects the market price of the
Bonds.
(ix) an event occurs which requires an amendment or
supplement to the Official Statement as contemplated in
Section 7(b) hereof, which event, in the Underwriter's
opinion, materially adversely affects the market price
of the Bonds.
(x) the rating of the Bonds shall have been down-
graded or withdrawn by a national rating service, or a
national rating service announces that the rating on the
Bonds is under review, which, in the Underwriter's opin-
ion, materially adversely affects the market price of
the Bonds.
(d) At or prior to the Closing, the Underwriter will
have received each of the following documents:
(i) Six copies of the Official Statement of the
Borough, executed by the Finance Director of the
Borough.
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(ii) Copies, duly certified by the Borough Clerk,
of the Bond Ordinance and the Award Resolution, as
adopted by the Borough Assembly.
(iii) The approving opinion, dated the date of the
Closing of Bond Counsel to the Borough, in substantially
the form attached to the Official Statement, and
addressed to the Borough and the Underwriter.
(iv) An opinion or opinions, dated the date of the
Closing and addressed to the Underwriter, of Bond Coun-
sel to the Borough, to the effect that (A) this Contract
of Purchase has been duly authorized, executed and de-
livered by, and constitutes a binding agreement in ac-
cordance with its terms of, the Borough (but such opin-
ion as to enforceability may be qualified with respect
to bankruptcy, insolvency and other laws affecting cred-
itors' rights or remedies); (B) the Bonds are not sub-
ject to the registration requirements of the Securities
Act of 1933, as amended, and the Ordinance is exempt
from qualification pursuant to the Trust Indenture Act
of 1939, as amended; and (C) the statements contained in
the Official Statement under the captions "DESCRIPTION
OF THE 1991 BONDS," "QUALIFIED TAX-EXEMPT OBLIGATIONS"
and "TAX EXEMPTION" are fair and accurate statements or
summaries of the matters therein set forth and nothing
has come to their attention which leads them to believe
that such information contains an untrue statement of a
material fact or omits to state a material fact neces-
sary to make the statements therein, in the light of the
circumstances under which they were made, not mislead-
ing.
(v) An opinion, dated the date of the Closing and
addressed to the Underwriter, of the Borough Attorney of
the Borough to the effect that (A) to his knowledge com-
pliance with the provisions of the Ordinance does not
conflict with, or constitute a breach of or default
under, any applicable law, administrative regulation,
court order or consent decree of the State of Alaska or
any department, division, agency, or instrumentality
thereof or of the United States or any loan agreement,
note, resolution, indenture, agreement or other instru-
ment to which the Borough is a party or may otherwise be
subject; (B) all approvals, consents and orders of any
governmental authority, board, agency or commission
having jurisdiction which would constitute conditions
precedent to the performance by the Borough of its obli-
gations under this Contract of Purchase, the Ordinance
and the Bonds and which can reasonably be obtained at
this time have been obtained; (C) there is no litigation
or proceeding pending, or to his knowledge after due
inquiry threatened, in any way affecting the corporate
existence of the Borough, or the titles of its officers
SZ
to their respective offices, or seeking to restrain or
to enjoin the issuance, sale or delivery of the Bonds,
or the right, power and authority of the Borough to levy
and collect taxes pledged or to be pledged to pay the
principal of and interest on the Bonds, or the pledge
thereof, or in any way contesting or affecting the
validity or enforceability of the Bonds, the Ordinance
or this Contract of Purchase, or contesting in any way
the completeness or accuracy of the Preliminary Official
Statement or the Official Statement, or contesting the
powers of the Borough or its authority with respect to
the Bonds, the Ordinance or this Contract of Purchase;
and (D) based on the examination made by such counsel,
such counsel has no reason to believe that the material
in the Official Statement under the caption "LITIGATION
AND REGULATORY PROCEEDINGS" contains any untrue state-
ment of a material fact or omits to state a material
fact necessary to make the statements therein, in light
of the circumstances under which they were made, not
misleading in any material respect.
(vi) An opinion, dated the date of the Closing and
addressed to the Underwriter, of counsel for the Under-
writer, to the effect that (A) the Bonds are exempted
securities which do not require registration under the
Securities Act of 1933, as amended, and the Bond Ordi-
nance need not be qualified under the Trust Indenture
Act of 1939, as amended; and (B) that based upon their
participation in the preparation of the Official State-
ment as counsel for the Underwriter and without having
undertaken to determine independently the accuracy,
completeness or fairness of the statements contained in
the Official Statement and except for financial and
statistical statements and data included therein, as to
which no view need be expressed, such counsel has no
reason to believe that the Official Statement contains
any untrue statement of a material fact or omits to
state a material fact necessary to make the statements
therein, in the light of the circumstances under which
they were made, not misleading in any material respect.
(vii) A certificate, dated the date of the Closing,
of the Mayor or Finance Director of the Borough to the
effect that (A) the representations and warranties of
the Borough contained herein are true and correct in all
material respects on and as of the date of the Closing
with the same effect as if made on the date of the Clos-
ing; (B) no litigation is pending or, to their knowl-
edge, threatened in any court in any way affecting the
corporate existence of the Borough, or the titles of its
officers to their respective offices, or seeking to
restrain or to enjoin the issuance, sale or delivery of
the Bonds, or the right of the Borough to levy and col-
lect taxes pledged or to be pledged to pay the principal
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of and interest on the Bonds, or the pledge thereof, or
in any way contesting or affecting the validity or en-
forceability of the Bonds, the Ordinance or this Con-
tract of Purchase, or contesting in any way the com-
pleteness or accuracy of the Preliminary Official State-
ment or the official Statement, or contesting the power
of the Borough or its authority with respect to the
Bonds, the Ordinance or this Contract of Purchase; (C)
the information contained in the Official Statement
(other than information relating to Municipal Bond
Insurance as to which no opinion need be expressed) does
not contain any untrue statement of a material fact or
omit to state a material fact that should be stated
therein for the purpose for which it is to be used or
that is necessary to make the statements therein, in the
light of the circumstances under which they were made,
not misleading in any material respect; (D) to the best
of the knowledge of said officer, no event affecting the
Borough has occurred since the date of the Official
Statement that should be disclosed in the Official
Statement for the purposes for which it is to be used or
that it is necessary to disclose therein in order to
make the statements and information therein not mislead-
ing in any material respect; and (E) the Borough has
complied with all the agreements and satisfied all the
conditions on its part to be performed or satisfied at
or prior to the Closing.
(viii) A copy of the Bond Insurance Policy.
(ix) An opinion of counsel to the Bond Insurer
dated the date of Closing to the effect that the Bond
Insurance Policy is valid and binding upon the Bond
Insurer and enforceable in accordance with its terms,
subject to applicable laws affecting creditors' rights
generally.
(x) Two counterpart originals of a transcript of
all proceedings relating to the authorization and is-
suance of the Bonds.
(xi) Such additional legal opinions, certificates,
instruments and other documents as the Underwriter may
reasonably request to evidence the truth and accuracy,
as of the date hereof and as of the date of the Closing,
of the representations, warranties and covenants of the
Borough contained herein and of the statements and in-
formation contained in the Official Statement and the
due performance or satisfaction by the Borough at or
prior to the Closing of all agreements then to be per-
formed and all conditions then to be satisfied by the
Borough.
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All of the opinions, letters, certificates, instruments
and other documents mentioned above or elsewhere in this Contract
of Purchase will be deemed to be in compliance with the provisions
hereof if, but only if, they are in substance satisfactory to the
Underwriter.
10. If the Borough is unable to satisfy the conditions
to the obligations of the Underwriter to purchase, to accept de-
livery of and to pay for the Bonds contained in this Contract of
Purchase, or if the obligations of the Underwriter to purchase, to
accept delivery of and to pay for the Bonds are terminated for any
reason permitted by this Contract of Purchase, this Contract of
Purchase will terminate and neither the Underwriter nor the
Borough will be under further obligation or have any further lia-
bility hereunder, except as to the obligations set forth in para-
graph 5 and paragraph 11 hereof.
11. The Underwriter will be under no obligation to pay
expenses incident to the performance of the obligations of the
Borough hereunder, including but not limited to: (i) the cost of
the preparation and reproduction of the Ordinance, the Preliminary
Official Statement (including any amendments or supplements there-
to) and the Official Statement (including any amendments or sup-
plements thereto); (ii) the cost of the preparation and printing
of the Bonds; (iii) the fees and disbursements of Bond Counsel to
the Borough; (iv) the fees and disbursements of the accountants
and advisors of the Borough and of any consultants retained by the
Borough; (v) the bond insurance premium; and (vi) fees for bond
ratings. The Underwriter will pay: (i) the cost of preparation
and printing of this Contract or Purchase; (ii) the costs of prep-
aration and printing of any Blue Sky and Legal Investment Memoran-
da; (iii) all advertising expenses in connection with the public
offering of the Bonds; (iv) all other expenses incurred by the
Underwriter in connection with their public offering and distribu-
tion of the Bonds, including the fees and disbursements of counsel
retained by the Underwriter.
12. Any notice or other communication to be given to
the Borough under this Contract of Purchase must be given by de-
livering the same in writing to the Finance Director of the
Borough and any notice or other communication to be given to the
Underwriter under this Contract of Purchase must be given by de-
livering the same in writing to: John Nuveen & Co. Incorporated,
333 West Wacker Drive, Chicago, Illinois 60606, Attention:
Investment Banking Division.
13. This Contract of Purchase is made solely for the
benefit of the Borough and the Underwriter (including the succes-
sors or assigns of the Underwriter), and no other person may
acquire or have any right hereunder or by virtue hereof. All of
the representations, warranties and covenants of the Borough con-
tained in this Contract of Purchase will remain operative and in
full force and effect regardless of delivery of and payment for
the Bonds pursuant to this Contract of Purchase.
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14. Time is of the essence in consummation of the
transactions contemplated by this Contract of Purchase.
15. This Contract of Purchase will become effective
upon the execution of the acceptance hereof by the appropriate
officers of the Borough and will be valid and enforceable as of
the time of such acceptance.
Accepted by resolution of the
Borough Assembly adopted this
18th day of July, 1991.
KODIAK ISLAND BOROUGH
By
May
Ci iL44 :
very truly yours,
JOHN NUVEEN & CO. INCORPORATED
By Z 0 ",V ' I
Assistant Vice -President
John Nuveen & Co. Incorporated
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Schedule A
MATURITY SCHEDULE
GENERAL OBLIGATION
SCHOOL REFUNDING
BONDS,
1991
SERIES A
MATURITY DATE
PRINCIPAL AMOUNT INTEREST RATE REOFFERING PRICE
December 1, 1991
$535,000
4.65
80
100.004
100.00
June 1, 1992
250,000
5,20
100.00
00
December 1, 1992
795,000
5.30
822
June 1, 1993
250,000
5.30
99.777
December 1, 1993
780,000
5.60
99.735
June 1, 1994
250,000
5.60
99.693
December 1, 1994
765,000
5.80
99.653
June 1, 1995
250,000
5.80
99.614
December 1, 1995
750,000
5.90
99.577
June 1, 1996
250,000
LG/be
7/17/91
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